18000690
|
COM/ COMSEC7/ COMSEC7LIC8
|
72-09
|
Investment Adviser Representatives
|
|
|
05/26/2016
|
|
18000691
|
COM/ COMSEC7/ COMSEC7LIC8
|
72-08
|
Investment Advisers
|
|
|
07/16/2009
|
|
18000692
|
COM/ COMSEC7/ COMSEC7LIC8
|
72-03
|
Salesperson''s History File
|
|
|
05/26/2016
|
|
18000693
|
COM/ COMSEC7/ COMSEC7LIC8
|
72-01
|
Dealer Files
|
|
|
05/26/2016
|
|
18000694
|
COM/ COMSEC7/ COMSEC7REGS
|
71-07
|
Form U-2/U-2A, Consent to Service of Process
|
|
|
07/16/2009
|
|
18000695
|
COM/ COMSEC7/ COMSEC7REGS
|
71-06
|
Exempt Transactions under O.R.C. 1707.03(Q)&(W)
|
|
|
07/16/2009
|
|
18000696
|
COM/ COMSEC7/ COMSEC7REGS
|
71-03
|
Registration by Coor/Qual. and NF''''''''s
|
|
|
07/16/2009
|
|
18000697
|
COM/ COMSEC7/ COMSEC7REGS
|
71-05
|
Filings pursuant to Revised Code 1707.04 & .041
|
|
|
07/16/2009
|
|
18000698
|
COM/ COMSEC7/ COMSEC7REGS
|
71-04
|
Registrations by Description & Exempt Transactions
|
|
|
07/16/2009
|
|
18000699
|
COM/ COMSFM5/ COMSFM5INVB
|
51-05
|
Ohio Suspicious Burn Report
|
|
|
09/02/2003
|
|
18000700
|
COM/ COMOFA1/ COMOFA1INVB
|
51-06
|
Property and Insurance Loss Registers
|
|
|
08/02/2024
|
|
18000701
|
COM/ COMOFA1/ COMOFA1FRLB
|
54-01
|
Master Case Files
|
|
|
06/25/2013
|
|
18000702
|
COM/ COMSFM5/ COMSFM5FPRE
|
52-05
|
Volunteer Firefighters'' Dependent Fund File
|
|
|
09/09/2003
|
|
18000703
|
COM/ COMUCF2/ COMUCF2ACCT
|
10-18
|
Investment Activity Summary Schedule
|
|
|
01/10/2022
|
|
18000705
|
COM/ COMDINC/ COMDINCPLAN
|
837-09
|
Application for Certificate of Plan Approval and Occupancy
|
|
|
05/21/2019
|
|
18000706
|
COM/ COMSFM5/ COMSFM5INVB
|
51-02
|
Card index for Owner, Occupant, Suspect
|
|
|
10/17/2003
|
|
18000707
|
COM/ COMOFA1/ COMOFA1INVB
|
51-04
|
Dangerous Ordinance Permit Registrations
|
|
|
07/16/2024
|
|
18000708
|
COM/ COMSFM5/ COMSFM5INVB
|
51-13
|
Investigative Photographic Files
|
|
|
10/17/2003
|
|
18000711
|
COM/ COMDINC/ COMDINCBDBS
|
831-10
|
Certified Board of Building Appeals
|
|
|
10/17/2003
|
|
18000712
|
COM/ COMDLWS/ COMDLWSWAGE
|
WH-4
|
Reconcilliations
|
|
|
10/17/2003
|
|