| Authorization Number | Agency/ Division/ Section | Agency Series Number | Record Series Title | Confidential | Vital | Approval Date | Action |
| 820-0145 | INS/ INSFISC/ INSFISC | 120-39 | Closed/Inactive Company Securities | 01/13/2003 | |||
| 820-0146 | INS/ INSFISC/ INSFISC | 120-40 | Securities Ledger | 01/13/2003 | |||
| 820-0147 | INS/ INSFISC/ INSFISC | 120-41 | Securities Card File | 05/14/2008 | |||
| 820-0149 | INS/ INSOFRS/ INSOFRS | 200-41 | Certificates of Compliance Worksheets & Reports | 07/19/2005 | |||
| 820-0151 | INS/ INSADMN/ | 150-15 | Money Order Lists | 06/03/1997 | |||
| 820-0153 | INS/ INSADMN/ | 150-18 | RECIPROCAL FILES | 03/09/1989 | |||
| 820-0156 | INS/ INSADMN/ | 150-21 | CERTIFICATE OF COMPLIANCE | 03/09/1989 | |||
| 820-0158 | INS/ INSADMN/ | 150-23 | Company Authorized Signature File | 06/03/1997 | |||
| 820-0159 | INS/ INSLICN/ | 150-24 | Exam Grade File | 10/30/2007 | |||
| 820-0160 | INS/ INSADMN/ | 150-26 | Non-Resident Broker Applications | 06/03/1997 | |||
| 820-0161 | INS/ INSADMN/ | 150-27 | Agent/Solicitor Renewal List | 06/03/1997 | |||
| 820-0164 | INS/ INSLICN/ | 150-30 | PLE Course Schedules/Rosters | 10/30/2007 | |||
| 820-0165 | INS/ INSEXEC/ INSEXEC | GAR-CM-01 | Correspondence, Executive | 06/26/2007 | |||
| 820-0167 | INS/ INSADMN/ | GEN-0167 | GA-19 Newspaper Realeses and News Bullet | 07/22/1994 | |||
| 820-0176 | INS/ INSOFRD/ INSOFRD | 180-06 | Fraud & Enforcement Statistical Reports | 05/14/2008 | |||
| 820-0182 | INS/ INSLEGL/ INSLEGL | 250-10 | Hearing Files | 10/12/2007 | |||
| 820-0195 | INS/ INSADMN/ | 210-11 | CHIEF'S GENERAL FILE | 03/09/1989 |