| Authorization Number | Agency/ Division/ Section | Agency Series Number | Record Series Title | Confidential | Vital | Approval Date | Action |
| 10900572 | TOS/ / | SEC-103 | Corporate Action Reports | 01/08/2013 | |||
| 10900573 | TOS/ / | SEC-104 | Failed Trade Reports | 01/08/2013 | |||
| 10900574 | TOS/ / | SEC-105 | Tax Reclaim Files | 01/08/2013 | |||
| 10900575 | TOS/ / | SEC-106 | Confirmed Reconciliations of Assets | 01/08/2013 | |||
| 10900576 | TOS/ / | SEC-107 | Evidence of Title Documents | 10/28/2022 | |||
| 10900577 | TOS/ / | SEC-145 | Responses to RFP/RFI for custody services | 01/08/2013 | |||
| 10900578 | TOS/ / | SEC-201 | Securities Lending Reports | 01/08/2013 | |||
| 10900579 | TOS/ / | SEC-202 | Securities Lending Income Statements | 01/08/2013 | |||
| 10900580 | TOS/ / | SEC-108 | Reconciliations of FTP files against downloads from bank websites | 01/15/2013 | |||
| 10900581 | TOS/ / | SEC-120 | Incident Database | 01/15/2013 | |||
| 10900582 | TOS/ / | SEC-142 | SOC 1 documents | 10/15/2018 | |||
| 10900583 | TOS/ / | SEC-144 | Documents related to transition of custodial banks | 10/27/2022 | |||
| 10900584 | TOS/ / | SEC-121 | Custody Compliance Reporting Database | 01/15/2013 | |||
| 10900585 | TOS/ / | SEC-122 | Status Report Files for Custodial Funds | 10/15/2018 | |||
| 10900586 | TOS/ / | SEC-123 | Custody Compliance Reporting Worksheets | 10/28/2022 | |||
| 10900587 | TOS/ / | SEC-124 | Vendor Management Documentation | 10/15/2018 | |||
| 10900588 | TOS/ / | SEC-130 | Fee Invoices for Custodial Funds | 01/15/2013 |