Agency Schedule Search - RIMS

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Authorization Number	Agency/ Division/ Section	Agency Series Number	Record Series Title	Confidential	Vital	Approval Date	Action
820-0122	INS/ INSFISC/ INSFISC	120-69	Blanket Fidelity Bond			02/10/2003
820-0130	INS/ INSFISC/ INSFISC	120-24	Liability Bond File			01/13/2003
820-0136	INS/ INSFISC/ INSFISC	120-30	Bad Check File			09/19/2007
820-0140	INS/ INSFISC/ INSFISC	120-34	Clipped Coupon Reports			02/23/2006
820-0141	INS/ INSFISC/ INSFISC	120-35	Securities Quarterly			03/10/2008
820-0143	INS/ INSFISC/ INSFISC	120-37	Securities Company Files			06/17/2010
820-0144	INS/ INSFISC/ INSFISC	120-38	Released Securities			02/13/2003
820-0145	INS/ INSFISC/ INSFISC	120-39	Closed/Inactive Company Securities			01/13/2003
820-0146	INS/ INSFISC/ INSFISC	120-40	Securities Ledger			01/13/2003
820-0147	INS/ INSFISC/ INSFISC	120-41	Securities Card File			05/14/2008
820-0149	INS/ INSOFRS/ INSOFRS	200-41	Certificates of Compliance Worksheets & Reports			07/19/2005
820-0151	INS/ INSADMN/	150-15	Money Order Lists			06/03/1997
820-0153	INS/ INSADMN/	150-18	RECIPROCAL FILES			03/09/1989
820-0156	INS/ INSADMN/	150-21	CERTIFICATE OF COMPLIANCE			03/09/1989
820-0158	INS/ INSADMN/	150-23	Company Authorized Signature File			06/03/1997
820-0159	INS/ INSLICN/	150-24	Exam Grade File			10/30/2007
820-0160	INS/ INSADMN/	150-26	Non-Resident Broker Applications			06/03/1997

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