Agency Schedule Detail

Authorization Number : 50580497

Agency Series No. : OTC-500-96

Status : Active

Agency Web Link :

Agency : OTC

Confidential Description :

Division : OTC0500

Vital Description :

Section : OTC0500

Record Title : Broker/Dealer Files

Revision : 0

Record Description : Copies of current investment policy affidavits. Broker/Dealer requests for information and signed ethics policy

Retention Period	Retention Justification	Media Code	Method of Disposal
Retain until superseded		Paper	Shred

Approvals

Status	Name	Title	Date
Approved	Jennifer Diaz	Records Coordinator	7/18/2008 3:06:00 PM
Approved	Noelle Tsevdos	Records Officer	9/17/2008 2:32:00 PM
Approved	Michael Hardenbrook	Record Administrator	10/7/2008 1:02:00 PM
Approved	Martin Meeks	State Auditor	10/7/2008 1:23:00 PM
Approved	Fred Previts	State Archivist	10/7/2008 2:17:00 PM

Date	Reason	User