Agency Schedule Detail

Authorization Number : 889-0006

Agency Series No. : AB-06

Status : Active

Agency Web Link :

Agency : ACC

Confidential Description : May contain federal employee identification (FEIN) or SSN numbers.

Division : ACC0889

Vital Description :

Section : ACC08890889

Record Title : FIRM REGISTRATION APPLICATION

Revision : 4

Record Description : The firm registration applications show the legal basis for registration for CPA and PA firms. Records may include application for registration or renewal of registration, firm employee listings, business letterhead, liability insurance information, peer review compliance documentation, peer review exemption forms, and peer review compliance reporting forms.

Retention Period	Retention Justification	Media Code	Method of Disposal
Until scanned, or three years after the firm is placed out of business	Firms may be the subject of records requests or may be reestablished within three years	Paper	Wastepaper
For tax firms, three years after the firm is placed out of business; for peer review firms, six years after the firm is placed out of business	Peer review firms' documents may be subject to review for an additional triennial cycle	Electronic	Erase

Approvals

Status	Name	Title	Date
Approved	Donna Oklok	Records Officer	11/1/2021 3:13:50 PM
Approved	Tracey Fithen	Records Officer	12/30/2021 2:44:37 PM
Approved	Terri Dittmar	Record Administrator	1/3/2022 7:41:50 AM
Approved	Fred Previts	State Archivist	1/4/2022 3:40:30 PM
Approved	Martin Meeks	State Auditor	1/5/2022 10:03:34 AM

Notes

Date	Reason	User