Authorization Number : 10900605
Agency Series No. : SEC-223
Status : Active
Agency Web Link :
Agency : TOS
Confidential Description :
Division :
Vital Description :
Section :
Record Title : Investment Compliance Reporting Worksheets for State Accounts
Revision : 2
Record Description : Logs completed daily that document compliance exceptions to the relevant investment policies, and forms completed weekly, monthly or on an adhoc basis that document compliance to relevant sections of the investment policies that fall outside the daily exception reporting. Supporting documentation is also archived where necessary.