RIMS Home RIMS Home
  • General Schedule List
  • Agency Schedule Search
  • Agency-Adopted General Schedule Search
  • Agency/Division/Section
  • State User Login

Agency Schedule Detail

Authorization Number :  18000693
Agency Series No. :  72-01
Status :  Active
Agency Web Link : 
Agency :  COM
Confidential Description :   
Division :  COMSEC7
Vital Description : 
Section :  COMSEC7LIC8
Record Title :  Dealer Files
Revision :  2
Record Description :  These files consist of securities dealers applications, renewal questionnaires, audited financial statements, correspondence, and other documents related to the licensing of dealers.
Retention Period Retention Justification Media Code Method of Disposal
Retain hard copy in operating area for a period of 5 years from the date of approval, denial, renewal or scanned and verified, then destroy. O.A.C. 1301:6-3-48 reads in pertinent part: "The division shall draft schedules for the retention of originals or copies of documents filed with the division...(for a) period which shall be no less than five years." Paper Shred
Retain machine readable records on database for 5 years from the date of (Licensee''s, Firm''s) last application, renewal or compliance activity is completed or closed. O.A.C. 1301:6-3-48 reads in pertinent part: "The division shall draft schedules for the retention of originals or copies of documents filed with the division...(for a) period which shall be no less than five years." Electronic Erase

Approvals

Status Name Title Date
Approved Colleen Brown Records Coordinator 3/30/2016 2:19:00 PM
Approved Justin Hunt Records Officer 5/9/2016 2:26:00 PM
Approved Bunnie Jones Record Administrator 5/20/2016 5:00:00 PM
Approved Fred Previts State Archivist 5/24/2016 8:07:00 AM
Approved Martin Meeks State Auditor 5/26/2016 1:59:00 PM

Notes

Date Reason User

Back to List  

Records Management
Records Management
  • Home
  • Contact/Help
  • Home
  • Contact/Help

© 2025 - RIMS, State of Ohio

© 2025 - RIMS, State of Ohio