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Agency Schedule Detail

Authorization Number :  10900557
Agency Series No. :  SEC-807
Status :  Active
Agency Web Link : 
Agency :  TOS
Confidential Description : 
Division : 
Vital Description : 
Section : 
Record Title :  Investment daily activity and bank reconciliation documents
Revision :  1
Record Description :  Each business day, a packet is compiled that consists of various reports that the Trust Department uses to reconcile the Treasurer''s records of daily investment activities against records maintained by the bank that holds the state''s main account. Reports found in this packet include, but are not necessarily limited to, the following: Settlement of Trade Report shows trades, calls, or maturities that settled on the relevant business day. Holding and Transaction Exceptions Report compares Treasurer''s records with bank records and identifies any reporting discrepancies. The Retro Report shows amounts that swept the previous evening from investment accounts to the main account. Failed trade reports are sent each day by the bank and list any failed trades or lack thereof. Printouts from bank website of previous day activities for the main state bank account are used to reconcile what appears on the Settlement of Trade Report. Printouts of relevant emails are also included in the packet.
Retention Period Retention Justification Media Code Method of Disposal
Retain until conclusion of current fiscal year, and for an additional 6 fiscal years. Retention required for legal, audit, and compliance purposes. Paper Shred
Retain until conclusion of current fiscal year, and for an additional 6 fiscal years. Electronic Delete

Approvals

Status Name Title Date
Approved James Payne Records Coordinator 5/3/2022 7:22:35 PM
Approved Michael Lenzo Records Officer 10/20/2022 3:46:49 PM
Approved Terri Dittmar Records Coordinator 10/25/2022 12:41:34 PM
Approved Fred Previts State Archivist 10/26/2022 11:22:41 AM
Approved Martin Meeks State Auditor 10/27/2022 8:30:30 AM

Notes

Date Reason User

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