Revision : 1
Record Description : These filings consist of records resulting from applications to the Division filed pursuant to Ohio Revised Code 1707.09, and 1707.39 for registrations by qualification and coordination, and of records resulting from notice filings submitted pursuant to Ohio Revised Code 1707.092. These applications and filings pertain to information disclosed to potential investors regarding the details of the proposed sale of securities. They may be accompanied by documents that include: offering circulars, prospectuses, financial statements, registration statements filed with the U.S. Securities & Exchange Commission, opinions of counsel regarding the validity of the securities, advertisements and other sales material, subscription agreements, affidavits of investors, and amendments to the foregoing materials, articles of incorporation, and consents to service of process.