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Agency Schedule Detail

Authorization Number :  18000694
Agency Series No. :  71-07
Status :  Active
Agency Web Link : 
Agency :  COM
Confidential Description :   
Division :  COMSEC7
Vital Description : 
Section :  COMSEC7REGS
Record Title :  Form U-2/U-2A, Consent to Service of Process
Revision :  1
Record Description :  These records consist of Consents to Service of Process Filed in conjunction with Registration related filings.
Retention Period Retention Justification Media Code Method of Disposal
Retain hard copy documents shall be retained in operating area for a period of 8 years from the date of filing. After 8 years, or scanned and verified records are to be destroyed. Section 1707.48 of the O.R.C. states in pertinent part: "The Division of Securities shall retain originals or copies of all document filed with the division pertaining to registration by description, qualification, or coordination and all fillings for claims of exemption for eight years from the date of initial filing." Paper Trash
Records maintenance to coincide with paper documents and destruction by erasure. Section 1707.48 of the O.R.C. states in pertinent part: "The Division of Securities shall retain originals or copies of all document filed with the division pertaining to registration by description, qualification, or coordination and all fillings for claims of exemption for eight years from the date of initial filing." Electronic Erase

Approvals

Status Name Title Date
Approved Kelly Igoe Records Coordinator 7/14/2009 8:59:00 AM
Approved Vickie Smith Records Officer 7/15/2009 8:03:00 AM
Approved Michael Hardenbrook Record Administrator 7/15/2009 4:21:00 PM
Approved Martin Meeks State Auditor 7/16/2009 9:26:00 AM
Approved Fred Previts State Archivist 7/16/2009 12:29:00 PM

Notes

Date Reason User

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