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Agency Schedule Detail

Authorization Number :  18000685
Agency Series No. :  77-01
Status :  Active
Agency Web Link : 
Agency :  COM
Confidential Description :   
Division :  COMSEC7
Vital Description : 
Section :  COMSEC7REGS
Record Title :  Registration and Licensing Investigatory Exams
Revision :  1
Record Description :  These files contain information regarding the records and affairs of entities as obtained and assembled by division examiners. Materials include division exam forms, examiner worksheets, entity financial records, and other documents obtained from the entity necessary to determine if any violation of O.R.C. 1707.01-99 has occurred.
Retention Period Retention Justification Media Code Method of Disposal
Retain hard copy in operating area for 5 years from the date the exam was completed, or scanned and verified then destroy. O.A.C. 1301:6-3-48 reads in pertinent part: "the division shal draft shcedules for the retention of originals or copies of documents filed with the division...(for a) period which shall be no less than five years." The exclusion of noted examination is necessary due to historical value of those examinations and in order to insure a sound basis for future determinations regarding the involved issue(s). Paper Shred
Maintain securities machine readable records on database for a period of 5 years from the date the exam was completed, then destroy by erasure. O.A.C. 1301:6-3-48 reads in pertinent part: "the division shal draft shcedules for the retention of originals or copies of documents filed with the division...(for a) period which shall be no less than five years." The exclusion of noted examination is necessary due to historical value of those examinations and in order to insure a sound basis for future determinations regarding the involved issue(s). Electronic Erase

Approvals

Status Name Title Date
Approved Kelly Igoe Records Coordinator 7/13/2009 10:31:00 AM
Approved Vickie Smith Records Officer 7/13/2009 11:01:00 AM
Approved Michael Hardenbrook Record Administrator 7/13/2009 2:22:00 PM
Approved Martin Meeks State Auditor 7/14/2009 9:13:00 AM
Approved Fred Previts State Archivist 7/16/2009 12:28:00 PM

Notes

Date Reason User

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