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Agency Schedule Detail

Authorization Number :  50580497
Agency Series No. :  OTC-500-96
Status :  Active
Agency Web Link : 
Agency :  OTC
Confidential Description : 
Division :  OTC0500
Vital Description : 
Section :  OTC0500
Record Title :  Broker/Dealer Files
Revision :  0
Record Description :  Copies of current investment policy affidavits. Broker/Dealer requests for information and signed ethics policy
Retention Period Retention Justification Media Code Method of Disposal
Retain until superseded Paper Shred

Approvals

Status Name Title Date
Approved Jennifer Diaz Records Coordinator 7/18/2008 3:06:00 PM
Approved Noelle Tsevdos Records Officer 9/17/2008 2:32:00 PM
Approved Michael Hardenbrook Record Administrator 10/7/2008 1:02:00 PM
Approved Martin Meeks State Auditor 10/7/2008 1:23:00 PM
Approved Fred Previts State Archivist 10/7/2008 2:17:00 PM

Notes

Date Reason User

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